Wealth Management


We actively manage positions in risk-adjusted stock portfolios. Early adopters and innovators in the now popular quantitative analytics, we have had remarkable success with many long-term clients designing and managing diversified portfolios.

Our analysts also very closely follow many individual stocks and sectors. We look carefully for opportunity in undervalued companies or potential near-term growth in these liquid public securities.

We offer personal financial, retirement, and high-level tax planning. Our professionals are very experienced in these matters and welcome the opportunity to help clients with their long-term financial needs.




Private Client Services


Our private clients often have alternative investments in private debt, equity, real estate, or family businesses. If you are interested in expanding, refinancing, selling, or acquiring these assets, your wealth advisor can provide easy access to our investment bankers for advice or to facilitate those transactions.

We have deep expertise in providing debt, equity, and M&A for small and lower middle market privately held businesses. Our Investment Banking team also has many carefully reviewed alternative investment opportunities for direct investment into private debt or equity, as well as professionally managed, diversified funds focused on these types of investments.

Please feel free to contact one of our licensed wealth managers to see if US Capital Global can be of service.


Comprehensive Wealth Management


• Collaborative planning
• Socially responsible investments and legacy planning
• Plan implementation – stocks, bonds, ETFs, mutual funds, real estate, alternatives
• Full-time account oversight and continual account review
• Tax minimization
• Wealth protection

Alternative Investment Opportunities


• High quality securitized credit investments
• High quality, proven tactical equity investments
• High quality institutional commercial real-estate investments
• Enhanced and steady portfolio returns

Focus on Your Returns with Lower Fees


• Institutional share class fund securities with low expense ratios
• Favorable custodial arrangements
• Highly competitive management fees
• Removal of industry "hidden" fees
• US Capital Global Wealth Management receives no compensation for brokerage trading activity. As an independent wealth manager, our interests are aligned.

Broad and Unique Investment Capabilities


• Affiliate company US Capital Global Investment Management specializes in senior securitized lending and special situations equity financing
• Over $4 billion worth of deal flow reviewed each year
• Only the best-of-the-best of the investment opportunities are offered to Wealth Management clients

Experienced Management Team


• Industry leaders in the middle market private commercial lending market
• Industry leaders in tactical equity investing and portfolio risk mitigation
• Top-tier institutional experience in equity, option, and debt investing
• Industry thought leaders: Barron’s Market Sentiment Indicator, Win by Not Losing (McGraw Hill), speakers at American Association of Independent Investors (AAII) national conference.

All investing is subject to risk, including the possible loss of the money you invest. Diversification does not ensure a profit or protect against a loss.

Jeff Sweeney

Founder and CEO

Charles Towle

Managing Partner

Pat Steele

Partner

Nicholas Atkeson

Managing Director

Andrew Houghton

Managing Director

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